Ponte Bavaria | Trade Compliance, National Security & Defense

Practice

Aerial view of a cargo ship carrying multicolored containers sailing on open ocean water.

Trade Compliance

Dr. Roeder advises clients at the intersection of U.S., EU, UK, Russian and Chinese sanctions and export controls, with depth where compliance requirements in one jurisdiction threaten to create violations in another.

Co-editor & author among many esteemed colleagues of what in 2018 became the Bloomberg Law treatise U.S., EU, and UN Sanctions: Navigating the Divide for International Business—and shaped by diligently learning from while working alongside leading practitioners and academics in Germany, Bolivia, the U.S., Venezuela, the Russian Federation, Switzerland and Australia—he distills and aligns fragmented—and often conflicting—regulatory demands into clear, commercially workable courses of action.

Sanctions & Export Controls

From core export control tasks such as classification and strategic licensing alignment with regulators under German and EU rules to sensibly approaching the extraterritorial effects of U.S., UK and PRC sanctions and further direct or indirect trade controls, Dr. Roeder supports businesses across the full spectrum of sanctions and export controls— and authorization applications, re-export analysis and internal compliance program (ICP) enhancement—drawing, where a matter calls for formal advice under foreign law, on a well-established, tested network of local counsel renowned in their respective jurisdictions, and on specialized technology providers and technical experts to ensure timely, efficient and effective execution.

Bridging the Divide for International Business

Where far-reaching sanctions collide with EU, Russian or Chinese blocking statutes, counter-sanctions and anti-boycott rules, Dr. Roeder’s experience uniquely positions him to help companies structure operations that remain lawful while preserving commercial flexibility.
He provides strategic counsel on decoupling scenarios, supply chain resilience and long-term compliance architecture—ensuring regulatory risk is addressed at the board level and embedded in risk-tailored compliance programs that withstand scrutiny from relevant regulators.

Transactional Risk Advisory

Dr. Roeder advises multinational corporations, private equity sponsors, and financial institutions on the trade, sanctions and national security dimensions of cross-border transactions—integrating foreign investment screening, export control risk and compliance remediation into transaction planning from initial structuring through post-closing integration.

In particular, Dr. Roeder advises on compliance and transactional due diligence for M&A, private equity investments, joint ventures and financings with trade, sanctions or national security dimensions. Services include pre-signing risk assessment and deal structuring, early warning monitoring, SPA trade compliance review and negotiation (representations, warranties, indemnities, conditions precedent and regulatory approvals), signing-to-closing coordination with relevant authorities, interface management with external and internal stakeholders, navigating deal-team and compliance team investment committee alignment, and post-closing remediation, integration and exit-readiness.